Substantive Practice Areas and Services

 

Bill Kimball specializes in white collar civil and criminal defense. He is highly experienced in representing clients confronted with simultaneous criminal, civil, and regulatory investigations by the Department of Justice, the Securities and Exchange Commission, and other agencies.

SEC and Securities Regulatory Enforcement

  • Financial reporting fraud
  • Audit and accounting matters
  • Insider trading
  • Securities offering fraud
  • Investment adviser regulation
  • Broker-dealer regulation
  • Municipal securities
  • Cryptocurrency and blockchain
  • FINRA enforcement
  • State regulatory and licensing enforcement

DOJ and Grand Jury Investigations

  • Insider trading
  • Securities, financial institution and accounting fraud
  • Foreign Corrupt Practices Act
  • Antitrust
  • Trade secrets and intellectual property
  • False Claims Act
  • Health care fraud
  • Export/import violations
  • Tax offenses
  • Anti-money laundering

Internal Corporate Investigations

  • Executive officer/director counsel
  • Audit/Special Committee counsel
  • Pool counsel

Securities Litigation Defense

  • SEC injunctive actions
  • SEC administrative proceedings
  • Securities class actions
  • Shareholder derivative lawsuits